For law firms & CSPs

UBO checks for law firms & corporate service providers

A firm that forms, administers, or advises on company structures is often itself an obliged entity for AML purposes - not just a service provider to one.

Where the obligation comes from

Law firms and corporate/trust service providers engaged in company formation or administration are commonly captured as obliged entities in their own right under AML frameworks, separately from whichever bank or fintech the underlying client later approaches. That means identifying beneficial ownership isn't just something a client's eventual bank will handle - it can be this firm's own direct obligation. See beneficial ownership compliance.

Structures built by professionals can still be genuinely complex

A structure a firm itself designed - layered holding companies, trusts, cross-border entities - still needs to be resolved back to natural persons for AML purposes, using the same process as any other structure. See ownership resolution and corporate ownership structures.

Related

Ownership resolution, explained

Resolving structures the firm itself may have built.

Beneficial ownership compliance

The obligation these firms carry directly.

Corporate ownership structures

The shapes professionally-designed structures take.

See it work on a real company.

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